Global Advice and Consulting
The financial services industry is subject to increasing regulatory scrutiny, with the financial and reputational costs of breaches growing. Financial institutions are also examining their business models and undertaking strategic trend analyses to prepare for future challenges and opportunities – of which regulation plays a key part.
As an award-winning provider of compliance and regulatory consulting services to the financial services industry, Duff & Phelps helps clients to develop, implement, and manage their compliance and regulatory consulting programs.
Our multidisciplinary team - drawn from leading financial institutions, regulators, government authorities and advisory firms - operates across borders to provide seamless service, cross-jurisdictional advice and varied expertise to clients. Based in key financial centers, we are closely connected with regulators and industry associations so that our clients have the best available information on regulatory requirements and trends.
Whatever challenge you are facing, our team can assist.
Compliance Due DiligenceCompliance Due Diligence
Post-Brexit SolutionsPost-Brexit Solutions
Financial Crime PreventionFinancial Crime Prevention
Hosted Regulatory SolutionHosted Regulatory Solution
Market ServicesMarket Services
Regulatory EnforcementRegulatory Enforcement
Regulatory Tax AdvisoryRegulatory Tax Advisory
Risk ConsultingRisk Consulting
Skilled Persons and SecondmentsSkilled Persons and Secondments
Management Company ServicesManagement Company Services
Alternative Asset Advisory
Provides an array of consulting services to alternative investment managers and investors.
Alternative investment valuation for private equity and hedge funds.
Assistance with complex securities litigation.
Regionally targeted assistance for asset managers in compliance program development, implementation and maintenance
Whistleblowing: More Than a Shrill Noise
AML is Everybody's Problem and Nobody's – And that's a problem
Regtech on the Rise
Walking the Accountability Tightrope
Monique Melis Discusses Brexit with Compliance Week
London Loses to New York as Pre-eminent Financial Hub but Favorable Regulatory Regime Could Help London Bounce Back